Unclaimed Profile

David Scott Post

LLENROC CAPITAL LLC·SAN RAFAEL, California

SIE, Series 2, Series 4, Series 7, Series 63Clean record20 years registeredLLENROC CAPITAL LLC

781 LINCOLN AVENUE, SAN RAFAEL, CA 94901CRD# 1225121Firm CRD# 140390

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Scott Post · SAN RAFAEL, CA

Registration

CRD #1225121 · LLENROC CAPITAL LLC · 20 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: LLENROC CAPITAL LLC

LLENROC CAPITAL LLC

Aug 2006 – Oct 2013

SAN RAFAEL, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 2

Series 4

Series 7

Series 63

Registration record

First registered · August 10, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

UNDERHILL INVESTMENT MANAGEMENT LLC

CRD 140390 · SEC 801-70241

AUM

$191M

Regulatory assets under management

Employees

99 client accounts

Services offered by UNDERHILL INVESTMENT MANAGEMENT LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at UNDERHILL INVESTMENT MANAGEMENT LLC →

Introduction

Speak with David

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if David is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in SAN RAFAEL?

Browse all registered financial advisors in SAN RAFAEL, California or claim this profile if it's yours.

Browse SAN RAFAEL Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does David Scott Post offer?

David Scott Post specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are David Scott Post's credentials?

David Scott Post is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Scott Post located?

David Scott Post is based in SAN RAFAEL, California, last registered with LLENROC CAPITAL LLC.

How does David Scott Post charge for services?

David Scott Post's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LLENROC CAPITAL LLC?

LLENROC CAPITAL LLC has approximately 6 employees and manages $191M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →