Unclaimed Profile

Roland Denton Underhill

UNDERHILL INVESTMENT MANAGEMENT LLC·GREENBRAE, California

Series 1, Series 7, Series 24, Series 40, Series 63, Series 65Clean record17 years registeredUNDERHILL INVESTMENT MANAGEMENT LLC

100 DRAKES LANDING ROAD, GREENBRAE, CA 94904CRD# 451590Firm CRD# 140390

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Roland Denton Underhill · GREENBRAE, CA

Registration

CRD #451590 · UNDERHILL INVESTMENT MANAGEMENT LLC · 17 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: UNDERHILL INVESTMENT MANAGEMENT LLC

TRAN CAPITAL MANAGEMENT, L.P.

Jun 2019 – Nov 2024

SAN RAFAEL, CA

UNDERHILL INVESTMENT MANAGEMENT LLC

Feb 2009 – Apr 2019

GREENBRAE, CA

Registrations & Exams

FINRA examinations passed

Series 1

Series 7

Series 24

Series 40

Series 63

Series 65

Registration record

First registered · February 13, 2009

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

UNDERHILL INVESTMENT MANAGEMENT LLC

CRD 140390 · SEC 801-70241

AUM

$191M

Regulatory assets under management

Employees

99 client accounts

Services offered by UNDERHILL INVESTMENT MANAGEMENT LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at UNDERHILL INVESTMENT MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Roland Denton Underhill offer?

Roland Denton Underhill specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are Roland Denton Underhill's credentials?

Roland Denton Underhill is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Roland Denton Underhill located?

Roland Denton Underhill is based in GREENBRAE, California, last registered with UNDERHILL INVESTMENT MANAGEMENT LLC.

How does Roland Denton Underhill charge for services?

Roland Denton Underhill's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is UNDERHILL INVESTMENT MANAGEMENT LLC?

UNDERHILL INVESTMENT MANAGEMENT LLC has approximately 6 employees and manages $191M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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