Unclaimed Profile

Timothy Evan Sullivan

EMERSON EQUITY LLC·SAN MATEO, California

SIE, Series 7, Series 24, Series 66, Series 79TO, Series 99TO24 years registeredEMERSON EQUITY LLC

155 BOVET ROAD, SUITE 725, SAN MATEO, CA 94402CRD# 4505978Firm CRD# 130032

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Timothy Evan Sullivan · SAN MATEO, CA

Registration

CRD #4505978 · EMERSON EQUITY LLC · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: EMERSON EQUITY LLC

STONE & YOUNGBERG LLC

Jul 2002 – Oct 2005

SAN FRANCISCO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 66

Series 79TO

Series 99TO

Registration record

First registered · July 30, 2002

Years registered · 24

Disclosure History

Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

EMERSON EQUITY LLC

CRD 130032 · SEC 801-120835

AUM

$176M

Regulatory assets under management

Employees

222

1,037 client accounts

Services offered by EMERSON EQUITY LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at EMERSON EQUITY LLC →

Introduction

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Frequently Asked Questions

What services does Timothy Evan Sullivan offer?

Timothy Evan Sullivan specializes in Financial Planning, Investment Management.

What are Timothy Evan Sullivan's credentials?

Timothy Evan Sullivan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Timothy Evan Sullivan located?

Timothy Evan Sullivan is based in SAN MATEO, California, last registered with EMERSON EQUITY LLC.

How does Timothy Evan Sullivan charge for services?

Timothy Evan Sullivan's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EMERSON EQUITY LLC?

EMERSON EQUITY LLC has approximately 222 employees and manages $176M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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