Unclaimed Profile

Kathleen Frances Morrissey

EMERSON EQUITY LLC·SAN MATEO, California

SIE, Series 7, Series 24, Series 63, Series 66, Series 79TOClean record23 years registeredEMERSON EQUITY LLC

155 BOVET ROAD, SUITE 725, SAN MATEO, CA 94402CRD# 1771747Firm CRD# 130032

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kathleen Frances Morrissey · SAN MATEO, CA

Registration

CRD #1771747 · EMERSON EQUITY LLC · 23 years registered

Brand Profile

Not yet started

Career History

EMERSON EQUITY LLC

Dec 2005 – present

GIRARD SECURITIES, INC.

Jul 2004 – Dec 2005

HALF MOON BAY, CA

BANC OF AMERICA INVESTMENT SERVICES, INC.

Feb 2003 – Jul 2004

SAN MATEO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 66

Series 79TO

Registration record

First registered · February 28, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

EMERSON EQUITY LLC

CRD 130032 · SEC 801-120835

AUM

$176M

Regulatory assets under management

Employees

222

1,037 client accounts

Services offered by EMERSON EQUITY LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at EMERSON EQUITY LLC →

Introduction

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Frequently Asked Questions

What services does Kathleen Frances Morrissey offer?

Kathleen Frances Morrissey specializes in Financial Planning, Investment Management. Contact their office in SAN MATEO, California for a consultation.

What are Kathleen Frances Morrissey's credentials?

Kathleen Frances Morrissey is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kathleen Frances Morrissey located?

Kathleen Frances Morrissey is based in SAN MATEO, California, working with EMERSON EQUITY LLC. Their office serves clients in the SAN MATEO metropolitan area and surrounding communities.

How does Kathleen Frances Morrissey charge for services?

Kathleen Frances Morrissey's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EMERSON EQUITY LLC?

EMERSON EQUITY LLC has approximately 222 employees and manages $176M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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