Unclaimed Profile

Dominic Julio Baldini

EMERSON EQUITY LLC·SAN MATEO, California

SIE, Series 4, Series 7, Series 14, Series 24, Series 27, Series 52TO, Series 53, Series 55, Series 57TO, Series 63, Series 65, Series 79TO, Series 99TO22 years registeredEMERSON EQUITY LLC

155 BOVET ROAD, SUITE 725, SAN MATEO, CA 94402CRD# 3082081Firm CRD# 130032

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Dominic Julio Baldini · SAN MATEO, CA

Registration

CRD #3082081 · EMERSON EQUITY LLC · 22 years registered

Brand Profile

Not yet started

Career History

EMERSON EQUITY LLC

Mar 2004 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 14

Series 24

Series 27

Series 52TO

Series 53

Series 55

Series 57TO

Series 63

Series 65

Series 79TO

Series 99TO

Registration record

First registered · March 5, 2004

Years registered · 22

Disclosure History

2026Customer Dispute·Pending

2025Customer Dispute·Pending

2021Regulatory·Final

2001Regulatory·Final

4 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

EMERSON EQUITY LLC

CRD 130032 · SEC 801-120835

AUM

$176M

Regulatory assets under management

Employees

222

1,037 client accounts

Services offered by EMERSON EQUITY LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at EMERSON EQUITY LLC →

Introduction

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Frequently Asked Questions

What services does Dominic Julio Baldini offer?

Dominic Julio Baldini specializes in Financial Planning, Investment Management. Contact their office in SAN MATEO, California for a consultation.

What are Dominic Julio Baldini's credentials?

Dominic Julio Baldini is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Dominic Julio Baldini located?

Dominic Julio Baldini is based in SAN MATEO, California, working with EMERSON EQUITY LLC. Their office serves clients in the SAN MATEO metropolitan area and surrounding communities.

How does Dominic Julio Baldini charge for services?

Dominic Julio Baldini's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EMERSON EQUITY LLC?

EMERSON EQUITY LLC has approximately 222 employees and manages $176M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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