Unclaimed Profile

Keith James Kelly

STRATEGIC WEALTH ADVISORS GROUP, INC.·SAN MATEO, California

SIE, Series 7, Series 24, Series 53, Series 63, Series 65Clean record17 years registeredSTRATEGIC WEALTH ADVISORS GROUP, INC.

411 BOREL AVENUE, SUITE 620, SAN MATEO, CA 94402CRD# 2618812Firm CRD# 140977

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Keith James Kelly · SAN MATEO, CA

Registration

CRD #2618812 · STRATEGIC WEALTH ADVISORS GROUP, INC. · 17 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: STRATEGIC WEALTH ADVISORS GROUP, INC.

CHARLES SCHWAB & CO., INC.

Jun 2017 – Jun 2020

Islip, NY

AMERICAN PORTFOLIOS ADVISORS, INC

Jul 2015 – Jul 2016

HOLBROOK, NY

LPL FINANCIAL LLC

Jan 2014 – Mar 2015

ISLIP, NY

THE STRATEGIC FINANCIAL ALLIANCE

Feb 2013 – Dec 2013

ATLANTA, GA

GENWORTH FINANCIAL ADVISERS CORPORATION

Oct 2011 – Oct 2012

WOODSTOCK, GA

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

Jan 2010 – Oct 2010

OMAHA, NE

NATIONWIDE SECURITIES, LLC

Jan 2009 – Sep 2009

DUBLIN, OH

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 53

Series 63

Series 65

Registration record

First registered · January 15, 2009

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

STRATEGIC WEALTH ADVISORS GROUP, INC.

CRD 140977 · SEC 801-67001

AUM

$863M

Regulatory assets under management

Employees

108

4,935 client accounts

Services offered by STRATEGIC WEALTH ADVISORS GROUP, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at STRATEGIC WEALTH ADVISORS GROUP, INC. →

Introduction

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Frequently Asked Questions

What services does Keith James Kelly offer?

Keith James Kelly specializes in Financial Planning, Investment Management, Wealth Management.

What are Keith James Kelly's credentials?

Keith James Kelly is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Keith James Kelly located?

Keith James Kelly is based in SAN MATEO, California, last registered with STRATEGIC WEALTH ADVISORS GROUP, INC..

How does Keith James Kelly charge for services?

Keith James Kelly's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STRATEGIC WEALTH ADVISORS GROUP, INC.?

STRATEGIC WEALTH ADVISORS GROUP, INC. has approximately 108 employees and manages $863M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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