Unclaimed Profile

Kevin Charles Swanson

WEALTHSOURCE PARTNERS, LLC·SAN LUIS OBISPO, California

SIE, Series 6, Series 7, Series 24, Series 63, Series 6621 years registeredWEALTHSOURCE PARTNERS, LLC

1880 SANTA BARBARA AVENUE, SAN LUIS OBISPO, CA 93401CRD# 2528342Firm CRD# 282202

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kevin Charles Swanson · SAN LUIS OBISPO, CA

Registration

CRD #2528342 · WEALTHSOURCE PARTNERS, LLC · 21 years registered

Brand Profile

Not yet started

Career History

ONEDIGITAL

Jan 2024 – present

WEALTHSOURCE®

Mar 2016 – Oct 2024

MORRO BAY, CA

VELLUM FINANCIAL, LLC

Aug 2012 – Dec 2017

MORRO BAY, CA

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

Nov 2010 – Feb 2012

SAN LUIS OBISPO, CA

LPL FINANCIAL CORPORATION

May 2005 – Dec 2010

SAN LUIS OBISPO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Series 66

Registration record

First registered · May 2, 2005

Years registered · 21

Disclosure History

2005Customer Dispute·Closed-No Action

2004Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

WEALTHSOURCE PARTNERS, LLC

CRD 282202 · SEC 801-107199

AUM

$2.1B

Regulatory assets under management

Employees

6,245 client accounts

Services offered by WEALTHSOURCE PARTNERS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WEALTHSOURCE PARTNERS, LLC →

Introduction

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Frequently Asked Questions

What services does Kevin Charles Swanson offer?

Kevin Charles Swanson specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SAN LUIS OBISPO, California for a consultation.

What are Kevin Charles Swanson's credentials?

Kevin Charles Swanson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kevin Charles Swanson located?

Kevin Charles Swanson is based in SAN LUIS OBISPO, California, working with WEALTHSOURCE PARTNERS, LLC. Their office serves clients in the SAN LUIS OBISPO metropolitan area and surrounding communities.

How does Kevin Charles Swanson charge for services?

Kevin Charles Swanson's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WEALTHSOURCE PARTNERS, LLC?

WEALTHSOURCE PARTNERS, LLC has approximately 50 employees and manages $2.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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