Unclaimed Profile

Bradley Judson Goodwin

SLWA, LLC·SAN LUIS OBISPO, California

SIE, Series 7, Series 31, Series 63, Series 6526 years registeredSLWA, LLC

735 TANK FARM ROAD, SAN LUIS OBISPO, CA 93401CRD# 2543519Firm CRD# 309506

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Bradley Judson Goodwin · SAN LUIS OBISPO, CA

Registration

CRD #2543519 · SLWA, LLC · 26 years registered

Brand Profile

Not yet started

Career History

SAN LUIS WEALTH ADVISORS

Jul 2020 – present

WELLS FARGO CLEARING SERVICES, LLC

Mar 2009 – Jul 2020

SAN LUIS OBISPO, CA

UBS FINANCIAL SERVICES INC.

Dec 2002 – Apr 2009

SAN LUIS OBISPO, CA

MERRILL LYNCH PIERCE FENNER & SMITH INC.

Nov 1999 – Dec 2002

SAN LUIS OBISPO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 31

Series 63

Series 65

Registration record

First registered · November 29, 1999

Years registered · 26

Disclosure History

2011Customer Dispute·Settled

2008Customer Dispute·Denied

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

SLWA, LLC

CRD 309506 · SEC 801-119019

AUM

$561M

Regulatory assets under management

Employees

1,254 client accounts

Services offered by SLWA, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SLWA, LLC →

Introduction

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Frequently Asked Questions

What services does Bradley Judson Goodwin offer?

Bradley Judson Goodwin specializes in Financial Planning, Investment Management. Contact their office in SAN LUIS OBISPO, California for a consultation.

What are Bradley Judson Goodwin's credentials?

Bradley Judson Goodwin is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Bradley Judson Goodwin located?

Bradley Judson Goodwin is based in SAN LUIS OBISPO, California, working with SLWA, LLC. Their office serves clients in the SAN LUIS OBISPO metropolitan area and surrounding communities.

How does Bradley Judson Goodwin charge for services?

Bradley Judson Goodwin's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SLWA, LLC?

SLWA, LLC has approximately 7 employees and manages $561M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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