Unclaimed Profile

Daniel Keith Speirs

CERRO PACIFIC WEALTH ADVISORS, LLC·SAN LUIS OBISPO, California

SIE, Series 7, Series 7TO, Series 66Clean record24 years registeredCERRO PACIFIC WEALTH ADVISORS, LLC

733 MARSH ST., SAN LUIS OBISPO, CA 93401CRD# 2170094Firm CRD# 310825

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Daniel Keith Speirs · SAN LUIS OBISPO, CA

Registration

CRD #2170094 · CERRO PACIFIC WEALTH ADVISORS, LLC · 24 years registered

Brand Profile

Not yet started

Career History

CERRO PACIFIC WEALTH ADVISORS, LLC

Oct 2020 – present

WELLS FARGO CLEARING SERVICES, LLC

Sep 2009 – Oct 2020

SAN LUIS OBISPO, CA

RBC CAPITAL MARKETS CORPORATION

May 2002 – Oct 2009

SAN LUIS OBISPO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 7TO

Series 66

Registration record

First registered · May 1, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CERRO PACIFIC WEALTH ADVISORS, LLC

CRD 310825 · SEC 801-119640

AUM

$441M

Regulatory assets under management

Employees

806 client accounts

Services offered by CERRO PACIFIC WEALTH ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CERRO PACIFIC WEALTH ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Daniel Keith Speirs offer?

Daniel Keith Speirs specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SAN LUIS OBISPO, California for a consultation.

What are Daniel Keith Speirs's credentials?

Daniel Keith Speirs is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Daniel Keith Speirs located?

Daniel Keith Speirs is based in SAN LUIS OBISPO, California, working with CERRO PACIFIC WEALTH ADVISORS, LLC. Their office serves clients in the SAN LUIS OBISPO metropolitan area and surrounding communities.

How does Daniel Keith Speirs charge for services?

Daniel Keith Speirs's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CERRO PACIFIC WEALTH ADVISORS, LLC?

CERRO PACIFIC WEALTH ADVISORS, LLC has approximately 5 employees and manages $441M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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