Unclaimed Profile

Kelly Ann Barker

ULTRA BLUE CAPITAL, LLC·SAN JOSE, California

Clean recordULTRA BLUE CAPITAL, LLC

1735 TECHNOLOGY DRIVE, SAN JOSE, CA 95110CRD# 1461293Firm CRD# 316247

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kelly Ann Barker · SAN JOSE, CA

Registration

CRD #1461293 · ULTRA BLUE CAPITAL, LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Kelly Ann Barker is a registered financial advisor based in SAN JOSE, California, affiliated with ULTRA BLUE CAPITAL, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Retirement Planning

Client Types

Institutional Investors

Pension & Retirement Plans

Introduction

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Firm Overview

Firm

ULTRA BLUE CAPITAL, LLC

AUM

$46M

Regulatory assets under management

Employees

—

Total firm employees

View all advisors at ULTRA BLUE CAPITAL, LLC →

Services

Portfolio management (pooled investments)

Pension consulting

Background

Compensation

Percentage of AUM

Performance-based fees

Regulatory

SEC/IARD CRD# 1461293

Firm CRD# 316247

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Kelly Ann Barker offer?

Kelly Ann Barker specializes in Investment Management, Retirement Planning. Contact their office in SAN JOSE, California for a consultation.

What are Kelly Ann Barker's credentials?

Kelly Ann Barker is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kelly Ann Barker located?

Kelly Ann Barker is based in SAN JOSE, California, working with ULTRA BLUE CAPITAL, LLC. Their office serves clients in the SAN JOSE metropolitan area and surrounding communities.

How does Kelly Ann Barker charge for services?

Kelly Ann Barker's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ULTRA BLUE CAPITAL, LLC?

ULTRA BLUE CAPITAL, LLC is a registered investment adviser with the SEC, managing $46M in regulatory assets under management. See their Form ADV for full details.

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