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Theodore Nicholas Katsoulis

HERRING RIA SUB, LLC·SAN FRANCISCO, California
Clean recordHERRING RIA SUB, LLC
ONE LETTERMAN DRIVE, SAN FRANCISCO, CA 94129CRD# 7401901Firm CRD# 314783

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Theodore Nicholas Katsoulis · SAN FRANCISCO, CA
Registration
CRD #7401901 · HERRING RIA SUB, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Theodore Nicholas Katsoulis is a registered financial advisor based in SAN FRANCISCO, California, affiliated with HERRING RIA SUB, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
HERRING RIA SUB, LLC
PLAYBOOK
AUM
$2M
Regulatory assets under management
Employees
11
Total firm employees
View all advisors at HERRING RIA SUB, LLC →
Services
Financial planning
Portfolio management (individuals)
04

Background

Compensation
Other: NO COMP. FOR IA SVCS; MEMBERSHIP FEE TO AFFILIATE
Regulatory
SEC/IARD CRD# 7401901
Firm CRD# 314783
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Theodore Nicholas Katsoulis offer?
Theodore Nicholas Katsoulis specializes in Financial Planning, Investment Management. Contact their office in SAN FRANCISCO, California for a consultation.
What are Theodore Nicholas Katsoulis's credentials?
Theodore Nicholas Katsoulis is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Theodore Nicholas Katsoulis located?
Theodore Nicholas Katsoulis is based in SAN FRANCISCO, California, working with HERRING RIA SUB, LLC. Their office serves clients in the SAN FRANCISCO metropolitan area and surrounding communities.
How does Theodore Nicholas Katsoulis charge for services?
Theodore Nicholas Katsoulis's firm is compensated through other: no comp. for ia svcs; membership fee to affiliate. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HERRING RIA SUB, LLC?
HERRING RIA SUB, LLC has approximately 11 employees and manages $2M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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