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Sandhya Chib Hegarty

HERRING RIA SUB, LLC·SAN FRANCISCO, California
Clean recordHERRING RIA SUB, LLC
ONE LETTERMAN DRIVE, SAN FRANCISCO, CA 94129CRD# 7445734Firm CRD# 314783

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Sandhya Chib Hegarty · SAN FRANCISCO, CA
Registration
CRD #7445734 · HERRING RIA SUB, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Sandhya Chib Hegarty is a registered financial advisor based in SAN FRANCISCO, California, affiliated with HERRING RIA SUB, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
HERRING RIA SUB, LLC
PLAYBOOK
AUM
$2M
Regulatory assets under management
Employees
11
Total firm employees
View all advisors at HERRING RIA SUB, LLC →
Services
Financial planning
Portfolio management (individuals)
04

Background

Compensation
Other: NO COMP. FOR IA SVCS; MEMBERSHIP FEE TO AFFILIATE
Regulatory
SEC/IARD CRD# 7445734
Firm CRD# 314783
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Sandhya Chib Hegarty offer?
Sandhya Chib Hegarty specializes in Financial Planning, Investment Management. Contact their office in SAN FRANCISCO, California for a consultation.
What are Sandhya Chib Hegarty's credentials?
Sandhya Chib Hegarty is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Sandhya Chib Hegarty located?
Sandhya Chib Hegarty is based in SAN FRANCISCO, California, working with HERRING RIA SUB, LLC. Their office serves clients in the SAN FRANCISCO metropolitan area and surrounding communities.
How does Sandhya Chib Hegarty charge for services?
Sandhya Chib Hegarty's firm is compensated through other: no comp. for ia svcs; membership fee to affiliate. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HERRING RIA SUB, LLC?
HERRING RIA SUB, LLC has approximately 11 employees and manages $2M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at HERRING RIA SUB, LLC

Theodore Nicholas Katsoulis
SAN FRANCISCO, CA
David John Hegarty
SAN FRANCISCO, CA

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Research
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