HERRING RIA SUB, LLC

PLAYBOOK
SAN FRANCISCO, California·3 registered advisors·CRD# 314783
SEC# 801-1229490415-805-2040
01

Firm Overview

AUM
$2M
Regulatory assets under management
Employees
11
Total firm employees
Advisors
3
Registered representatives
02

Services & Fees

Advisory Services
Financial planning
Portfolio management (individuals)
Compensation
Other: NO COMP. FOR IA SVCS; MEMBERSHIP FEE TO AFFILIATE
03

Specialties

Financial PlanningInvestment Management
04

Advisors at HERRING RIA SUB, LLC

3 registered advisors
David John Hegarty
SAN FRANCISCO, California
Sandhya Chib Hegarty
SAN FRANCISCO, California
Theodore Nicholas Katsoulis
SAN FRANCISCO, California
05

Office Locations

SAN FRANCISCO, California
3 advisors

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Data sourced from SEC Form ADV filings. HERRING RIA SUB, LLC (CRD# 314783) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.