Unclaimed Profile

Techi Pugeda Carreon

BAKER STREET ASSET MANAGEMENT, LLC·SAN FRANCISCO, California

SIE, Series 7, Series 63, Series 6518 years registeredBAKER STREET ASSET MANAGEMENT, LLC

315 MONTGOMERY STREET, SAN FRANCISCO, CA 94104CRD# 4364726Firm CRD# 299027

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Techi Pugeda Carreon · SAN FRANCISCO, CA

Registration

CRD #4364726 · BAKER STREET ASSET MANAGEMENT, LLC · 18 years registered

Brand Profile

Not yet started

Career History

BAKER STREET ASSET MANAGEMENT, LLC

Feb 2019 – present

INVESTOR FAN

Oct 2018 – Mar 2019

San Francisco, CA

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Jul 2011 – Sep 2018

San Franciso, CA

WELLS FARGO ADVISORS, LLC

Jan 2011 – Jul 2011

SAN FRANCISCO, CA

WELLS FARGO INVESTMENTS, LLC

Sep 2007 – Jan 2011

SAN FRANCISCO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · September 14, 2007

Years registered · 18

Disclosure History

2014Customer Dispute·Settled

2008Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

BAKER STREET ASSET MANAGEMENT, LLC

CRD 299027 · SEC 801-114193

AUM

$46M

Regulatory assets under management

Employees

54 client accounts

Services offered by BAKER STREET ASSET MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at BAKER STREET ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Techi Pugeda Carreon offer?

Techi Pugeda Carreon specializes in Financial Planning, Investment Management. Contact their office in SAN FRANCISCO, California for a consultation.

What are Techi Pugeda Carreon's credentials?

Techi Pugeda Carreon is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Techi Pugeda Carreon located?

Techi Pugeda Carreon is based in SAN FRANCISCO, California, working with BAKER STREET ASSET MANAGEMENT, LLC. Their office serves clients in the SAN FRANCISCO metropolitan area and surrounding communities.

How does Techi Pugeda Carreon charge for services?

Techi Pugeda Carreon's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BAKER STREET ASSET MANAGEMENT, LLC?

BAKER STREET ASSET MANAGEMENT, LLC has approximately 2 employees and manages $46M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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