Unclaimed Profile

Aaron Thomas Leone

BAKER STREET ASSET MANAGEMENT, LLC·SAN FRANCISCO, California

SIE, Series 7, Series 63, Series 6521 years registeredBAKER STREET ASSET MANAGEMENT, LLC

315 MONTGOMERY STREET, SAN FRANCISCO, CA 94104CRD# 2819579Firm CRD# 299027

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Aaron Thomas Leone · SAN FRANCISCO, CA

Registration

CRD #2819579 · BAKER STREET ASSET MANAGEMENT, LLC · 21 years registered

Brand Profile

Not yet started

Career History

BAKER STREET ASSET MANAGEMENT, LLC

Dec 2018 – present

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Jan 2009 – Sep 2018

San Francisco, CA

WACHOVIA SECURITIES, LLC

Aug 2007 – Jan 2009

SAN FRANCISCO, CA

WELLS FARGO INVESTMENTS, LLC

Apr 2005 – Aug 2007

SAN FRANCISCO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · April 22, 2005

Years registered · 21

Disclosure History

2018Employment Separation After Allegations

2005Customer Dispute·Closed-No Action

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

BAKER STREET ASSET MANAGEMENT, LLC

CRD 299027 · SEC 801-114193

AUM

$46M

Regulatory assets under management

Employees

54 client accounts

Services offered by BAKER STREET ASSET MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at BAKER STREET ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Aaron Thomas Leone offer?

Aaron Thomas Leone specializes in Financial Planning, Investment Management. Contact their office in SAN FRANCISCO, California for a consultation.

What are Aaron Thomas Leone's credentials?

Aaron Thomas Leone is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Aaron Thomas Leone located?

Aaron Thomas Leone is based in SAN FRANCISCO, California, working with BAKER STREET ASSET MANAGEMENT, LLC. Their office serves clients in the SAN FRANCISCO metropolitan area and surrounding communities.

How does Aaron Thomas Leone charge for services?

Aaron Thomas Leone's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BAKER STREET ASSET MANAGEMENT, LLC?

BAKER STREET ASSET MANAGEMENT, LLC has approximately 2 employees and manages $46M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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