Unclaimed Profile

Steven Vincent Mattus

SIGFIG WEALTH MANAGEMENT LLC·SAN FRANCISCO, California

SIE, Series 3, Series 4, Series 7, Series 9, Series 10, Series 24, Series 63, Series 66, Series 79TOClean record22 years registeredSIGFIG WEALTH MANAGEMENT LLC

2443 FILLMORE STREET, SAN FRANCISCO, CA 94115CRD# 2398166Firm CRD# 158823

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Steven Vincent Mattus · SAN FRANCISCO, CA

Registration

CRD #2398166 · SIGFIG WEALTH MANAGEMENT LLC · 22 years registered

Brand Profile

Not yet started

Career History

SIGFIG WEALTH MANAGEMENT LLC

Sep 2023 – present

UBS FINANCIAL SERVICES INC.

Aug 2019 – Mar 2023

Weehawken, NJ

DEUTSCHE BANK SECURITIES INC.

Apr 2018 – Jul 2019

NEW YORK, NY

CREDIT SUISSE SECURITIES (USA) LLC

Jun 2008 – Jun 2016

NEW YORK, NY

JEFFERIES INVESTMENT ADVISERS, LLC

Mar 2006 – Jun 2008

NEW YORK, NY

CREDIT SUISSE SECURITIES (USA) LLC

Nov 2003 – Mar 2006

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 4

Series 7

Series 9

Series 10

Series 24

Series 63

Series 66

Series 79TO

Registration record

First registered · November 20, 2003

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SIGFIG WEALTH MANAGEMENT LLC

CRD 158823 · SEC 801-72762

AUM

$2.8B

Regulatory assets under management

Employees

131

86,205 client accounts

Services offered by SIGFIG WEALTH MANAGEMENT LLC

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at SIGFIG WEALTH MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Steven Vincent Mattus offer?

Steven Vincent Mattus specializes in Investment Management. Contact their office in SAN FRANCISCO, California for a consultation.

What are Steven Vincent Mattus's credentials?

Steven Vincent Mattus is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Steven Vincent Mattus located?

Steven Vincent Mattus is based in SAN FRANCISCO, California, working with SIGFIG WEALTH MANAGEMENT LLC. Their office serves clients in the SAN FRANCISCO metropolitan area and surrounding communities.

How does Steven Vincent Mattus charge for services?

Steven Vincent Mattus's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SIGFIG WEALTH MANAGEMENT LLC?

SIGFIG WEALTH MANAGEMENT LLC has approximately 131 employees and manages $2.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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