Unclaimed Profile

Steven James Hall

SCHWAB WEALTH ADVISORY, INC.·SAN FRANCISCO, California

SIE, Series 4, Series 7, Series 27, Series 63, Series 99TOClean recordSCHWAB WEALTH ADVISORY, INC.

211 MAIN STREET, SAN FRANCISCO, CA 94105-1901CRD# 3251046Firm CRD# 159035

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Steven James Hall · SAN FRANCISCO, CA

Registration

CRD #3251046 · SCHWAB WEALTH ADVISORY, INC.

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 27

Series 63

Series 99TO

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SCHWAB WEALTH ADVISORY, INC.

CRD 159035 · SEC 801-72795

Employees

941

Total firm employees

Services offered by SCHWAB WEALTH ADVISORY, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SCHWAB WEALTH ADVISORY, INC. →

Introduction

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Frequently Asked Questions

What services does Steven James Hall offer?

Steven James Hall specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SAN FRANCISCO, California for a consultation.

What are Steven James Hall's credentials?

Steven James Hall is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Steven James Hall located?

Steven James Hall is based in SAN FRANCISCO, California, working with SCHWAB WEALTH ADVISORY, INC.. Their office serves clients in the SAN FRANCISCO metropolitan area and surrounding communities.

How does Steven James Hall charge for services?

Steven James Hall's firm is compensated through other: swa program paid by wrap sponsor pursuant to cost plan formula.. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SCHWAB WEALTH ADVISORY, INC.?

SCHWAB WEALTH ADVISORY, INC. has approximately 941 employees. The firm is registered with the SEC as an investment adviser.

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