Unclaimed Profile

Marlene Bates

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC.·SAN FRANCISCO, California

SIE, Series 7Clean recordSCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC.

211 MAIN STREET, SAN FRANCISCO, CA 94105CRD# 5033442Firm CRD# 159035

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Marlene Bates · SAN FRANCISCO, CA

Registration

CRD #5033442 · SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC.

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SCHWAB WEALTH ADVISORY, INC.

CRD 159035 · SEC 801-72795

Employees

941

Total firm employees

Services offered by SCHWAB WEALTH ADVISORY, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SCHWAB WEALTH ADVISORY, INC. →

Introduction

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Frequently Asked Questions

What services does Marlene Bates offer?

Marlene Bates specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SAN FRANCISCO, California for a consultation.

What are Marlene Bates's credentials?

Marlene Bates is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Marlene Bates located?

Marlene Bates is based in SAN FRANCISCO, California, working with SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC.. Their office serves clients in the SAN FRANCISCO metropolitan area and surrounding communities.

How does Marlene Bates charge for services?

Marlene Bates's firm is compensated through other: swa program paid by wrap sponsor pursuant to cost plan formula.. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC.?

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. has approximately 941 employees. The firm is registered with the SEC as an investment adviser.

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