Unclaimed Profile

Marlene Bates

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC.·SAN FRANCISCO, California

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC.

211 MAIN STREET, SAN FRANCISCO, CA 94105CRD# 5033442Firm CRD# 159035

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Marlene Bates · SAN FRANCISCO, CA

Registration

CRD #5033442 · SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC.

Brand Profile

Not yet started

Disclosure history

2 disclosures on file · See FINRA BrokerCheck for full record

About

Marlene Bates is a registered financial advisor based in SAN FRANCISCO, California, affiliated with SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Wealth Management

Client Types

Individuals

High Net Worth Individuals

Introduction

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Firm Overview

Firm

SCHWAB WEALTH ADVISORY, INC.

AUM

—

Regulatory assets under management

Employees

941

Total firm employees

View all advisors at SCHWAB WEALTH ADVISORY, INC. →

Services

Financial planning

Portfolio management (individuals)

Selection of other advisers

Background

Compensation

Other: SWA PROGRAM PAID BY WRAP SPONSOR PURSUANT TO COST PLAN FORMULA.

Regulatory

SEC/IARD CRD# 5033442

Firm CRD# 159035

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Marlene Bates offer?

Marlene Bates specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SAN FRANCISCO, California for a consultation.

What are Marlene Bates's credentials?

Marlene Bates is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Marlene Bates located?

Marlene Bates is based in SAN FRANCISCO, California, working with SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC.. Their office serves clients in the SAN FRANCISCO metropolitan area and surrounding communities.

How does Marlene Bates charge for services?

Marlene Bates's firm is compensated through other: swa program paid by wrap sponsor pursuant to cost plan formula.. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC.?

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. has approximately 941 employees. The firm is registered with the SEC as an investment adviser.

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