Unclaimed Profile

Robert Earl Lee Aaron Henrich

PARALLEL ADVISORS, LLC·SAN FRANCISCO, California

SIE, Series 4, Series 7, Series 24, Series 27, Series 53, Series 63, Series 65CFP CFAClean record21 years registeredPARALLEL ADVISORS, LLC

150 SPEAR STREET, SUITE 950, SAN FRANCISCO, CA 94105CRD# 2291902Firm CRD# 140800

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert Earl Lee Aaron Henrich · SAN FRANCISCO, CA

Registration

CRD #2291902 · PARALLEL ADVISORS, LLC · 21 years registered

Brand Profile

Not yet started

Career History

PARALLEL ADVISORS, LLC

Jul 2018 – present

FIFTH THIRD SECURITIES, INC.

Nov 2013 – May 2018

DAYTON, OH

J.P. MORGAN SECURITIES LLC

Sep 2009 – May 2012

CINCINNATI, OH

NATCITY INVESTMENTS, INC.

Jul 2005 – Aug 2009

DAYTON, OH

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 27

Series 53

Series 63

Series 65

Registration record

First registered · July 18, 2005

Years registered · 21

Professional designations · CFP, CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PARALLEL ADVISORS, LLC

CRD 140800 · SEC 801-68107

AUM

$7.1B

Regulatory assets under management

Employees

111

19,694 client accounts

Services offered by PARALLEL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PARALLEL ADVISORS, LLC →

Introduction

Speak with Robert

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Robert is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in SAN FRANCISCO?

Browse all registered financial advisors in SAN FRANCISCO, California or claim this profile if it's yours.

Browse SAN FRANCISCO Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Robert Earl Lee Aaron Henrich offer?

Robert Earl Lee Aaron Henrich specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SAN FRANCISCO, California for a consultation.

What are Robert Earl Lee Aaron Henrich's credentials?

Robert Earl Lee Aaron Henrich holds the following professional designations: CFP, CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Robert Earl Lee Aaron Henrich located?

Robert Earl Lee Aaron Henrich is based in SAN FRANCISCO, California, working with PARALLEL ADVISORS, LLC. Their office serves clients in the SAN FRANCISCO metropolitan area and surrounding communities.

How does Robert Earl Lee Aaron Henrich charge for services?

Robert Earl Lee Aaron Henrich's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PARALLEL ADVISORS, LLC?

PARALLEL ADVISORS, LLC has approximately 111 employees and manages $7.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →