Unclaimed Profile

Norman Ellsworth Mains

WAVEFRONT CAPITAL MANAGEMENT, LP·SAN FRANCISCO, California

Clean recordWAVEFRONT CAPITAL MANAGEMENT, LP

301 BATTERY ST., SAN FRANCISCO, CA 94111CRD# 1092815Firm CRD# 168746

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Norman Ellsworth Mains · SAN FRANCISCO, CA

Registration

CRD #1092815 · WAVEFRONT CAPITAL MANAGEMENT, LP

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Norman Ellsworth Mains is a registered financial advisor based in SAN FRANCISCO, California, affiliated with WAVEFRONT CAPITAL MANAGEMENT, LP. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Retirement Planning

Wealth Management

Fee-Only Advisory

Client Types

Institutional Investors

Pension & Retirement Plans

Introduction

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Firm Overview

Firm

WAVEFRONT CAPITAL MANAGEMENT, LP

WAVEFRONT CAPITAL

AUM

$14M

Regulatory assets under management

Employees

Total firm employees

View all advisors at WAVEFRONT CAPITAL MANAGEMENT, LP →

Services

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Background

Compensation

Percentage of AUM

Regulatory

SEC/IARD CRD# 1092815

Firm CRD# 168746

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Norman Ellsworth Mains offer?

Norman Ellsworth Mains specializes in Investment Management, Retirement Planning, Wealth Management, Fee-Only Advisory. Contact their office in SAN FRANCISCO, California for a consultation.

What are Norman Ellsworth Mains's credentials?

Norman Ellsworth Mains is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Norman Ellsworth Mains located?

Norman Ellsworth Mains is based in SAN FRANCISCO, California, working with WAVEFRONT CAPITAL MANAGEMENT, LP. Their office serves clients in the SAN FRANCISCO metropolitan area and surrounding communities.

How does Norman Ellsworth Mains charge for services?

Norman Ellsworth Mains's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WAVEFRONT CAPITAL MANAGEMENT, LP?

WAVEFRONT CAPITAL MANAGEMENT, LP has approximately 3 employees and manages $14M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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