Unclaimed Profile

Mark Griffith Adams

WAVEFRONT CAPITAL MANAGEMENT, LP·SAN FRANCISCO, California

Clean record23 years registeredWAVEFRONT CAPITAL MANAGEMENT, LP

101 CALIFORNIA ST., SAN FRANCISCO, CA 94111CRD# 4392355Firm CRD# 168746

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mark Griffith Adams · SAN FRANCISCO, CA

Registration

CRD #4392355 · WAVEFRONT CAPITAL MANAGEMENT, LP · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: WAVEFRONT CAPITAL MANAGEMENT, LP

WAVEFRONT CAPITAL

Apr 2014 – Oct 2017

SAN FRANCISCO, CA

HEDGEPORT ASSOCIATES LLC

May 2013 – Aug 2013

LOS ANGELES, CA

BAOCHUAN CAPITAL MANAGEMENT, LLC

Sep 2012 – Dec 2013

WALNUT CREEK, CA

IXIS ASSET MANAGEMENT ADVISORS, L.P.

Feb 2005 – Oct 2006

BOSTON, MA

ACTIVE INDEX ADVISORS

Jun 2003 – Jun 2005

SAN FRANCISCO, CA

Registrations & Exams

Registration record

First registered · June 12, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WAVEFRONT CAPITAL MANAGEMENT, LP

CRD 168746 · SEC 801-81070

AUM

$14M

Regulatory assets under management

Employees

15 client accounts

Services offered by WAVEFRONT CAPITAL MANAGEMENT, LP

Per Form ADV

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Institutional Investors

Pension & Retirement Plans

View all advisors at WAVEFRONT CAPITAL MANAGEMENT, LP →

Introduction

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Frequently Asked Questions

What services does Mark Griffith Adams offer?

Mark Griffith Adams specializes in Investment Management, Retirement Planning, Wealth Management, Fee-Only Advisory.

What are Mark Griffith Adams's credentials?

Mark Griffith Adams is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Mark Griffith Adams located?

Mark Griffith Adams is based in SAN FRANCISCO, California, last registered with WAVEFRONT CAPITAL MANAGEMENT, LP.

How does Mark Griffith Adams charge for services?

Mark Griffith Adams's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WAVEFRONT CAPITAL MANAGEMENT, LP?

WAVEFRONT CAPITAL MANAGEMENT, LP has approximately 3 employees and manages $14M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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