Unclaimed Profile

Lori Mcgovern Forthmann

TRUE CAPITAL MANAGEMENT LLC·SAN FRANCISCO, California

Series 7, Series 66Clean record24 years registeredTRUE CAPITAL MANAGEMENT LLC

101 MONTGOMERY STREET, SAN FRANCISCO, CA 94104CRD# 4437302Firm CRD# 142962

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Lori Mcgovern Forthmann · SAN FRANCISCO, CA

Registration

CRD #4437302 · TRUE CAPITAL MANAGEMENT LLC · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: TRUE CAPITAL MANAGEMENT LLC

TRUE CAPITAL MANAGEMENT

Nov 2012 – Feb 2023

SAN FRANCISCO, CA

WESTMOUNT ASSET MANAGEMENT, LLC

Nov 2011 – Sep 2012

LOS ANGELES, CA

WESTMOUNT ASSET MANAGEMENT INC

Jun 2009 – Dec 2011

LOS ANGELES, CA

FORTHMANN JR. ANDREW KEATING

Feb 2008 – Aug 2011

LOS ANGELES, CA

MERRILL LYNCH PIERCE FENNER & SMITH INC.

Nov 2001 – Sep 2005

CENTURY CITY, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · November 19, 2001

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TRUE CAPITAL MANAGEMENT LLC

CRD 142962 · SEC 801-67503

AUM

$1.6B

Regulatory assets under management

Employees

431 client accounts

Services offered by TRUE CAPITAL MANAGEMENT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at TRUE CAPITAL MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Lori Mcgovern Forthmann offer?

Lori Mcgovern Forthmann specializes in Financial Planning, Investment Management, Retirement Planning.

What are Lori Mcgovern Forthmann's credentials?

Lori Mcgovern Forthmann is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Lori Mcgovern Forthmann located?

Lori Mcgovern Forthmann is based in SAN FRANCISCO, California, last registered with TRUE CAPITAL MANAGEMENT LLC.

How does Lori Mcgovern Forthmann charge for services?

Lori Mcgovern Forthmann's firm is compensated through percentage of aum, subscription fees, performance-based fees, other: due diligence fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TRUE CAPITAL MANAGEMENT LLC?

TRUE CAPITAL MANAGEMENT LLC has approximately 37 employees and manages $1.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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