Unclaimed Profile

John Patrick Gavey

FIRST REPUBLIC SECURITIES COMPANY, LLC·SAN FRANCISCO, California

SIE, Series 3, Series 4, Series 7, Series 8, Series 9, Series 10, Series 24, Series 52TO, Series 53, Series 63, Series 65, Series 99TOCFPClean record22 years registeredFIRST REPUBLIC SECURITIES COMPANY, LLC

388 MARKET STREET, SAN FRANCISCO, CA 94111CRD# 2072764Firm CRD# 105108

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Patrick Gavey · SAN FRANCISCO, CA

Registration

CRD #2072764 · FIRST REPUBLIC SECURITIES COMPANY, LLC · 22 years registered

Brand Profile

Not yet started

Career History

CITIZENS PRIVATE WEALTH

Jul 2025 – present

CITIZENS SECURITIES, INC.

Jul 2025 – present

J.P. MORGAN SECURITIES LLC

May 2024 – Jan 2025

NEW YORK, NY

J.P. MORGAN PRIVATE WEALTH ADVISORS LLC

Aug 2011 – Jan 2025

New York, NY

MORGAN STANLEY SMITH BARNEY LLC

Jun 2009 – Aug 2011

NEW YORK, NY

CITIGROUP GLOBAL MARKETS INC.

Oct 2007 – Jun 2009

NEW YORK, NY

TD AMERITRADE, INC.

Jun 2004 – Feb 2007

BEVERLY HILLS, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 4

Series 7

Series 8

Series 9

Series 10

Series 24

Series 52TO

Series 53

Series 63

Series 65

Series 99TO

Registration record

First registered · June 29, 2004

Years registered · 22

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FIRST REPUBLIC SECURITIES COMPANY, LLC

CRD 105108 · SEC 801-71759

Employees

Total firm employees

Services offered by FIRST REPUBLIC SECURITIES COMPANY, LLC

Per Form ADV

Other

View all advisors at FIRST REPUBLIC SECURITIES COMPANY, LLC →

Introduction

Speak with John Patrick

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if John Patrick is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in SAN FRANCISCO?

Browse all registered financial advisors in SAN FRANCISCO, California or claim this profile if it's yours.

Browse SAN FRANCISCO Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does John Patrick Gavey offer?

John Patrick Gavey specializes in Fee-Only Advisory. Contact their office in SAN FRANCISCO, California for a consultation.

What are John Patrick Gavey's credentials?

John Patrick Gavey holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is John Patrick Gavey located?

John Patrick Gavey is based in SAN FRANCISCO, California, working with FIRST REPUBLIC SECURITIES COMPANY, LLC. Their office serves clients in the SAN FRANCISCO metropolitan area and surrounding communities.

How does John Patrick Gavey charge for services?

John Patrick Gavey's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIRST REPUBLIC SECURITIES COMPANY, LLC?

FIRST REPUBLIC SECURITIES COMPANY, LLC has approximately 3 employees. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →