Unclaimed Profile

John Thomas Foley

SOFI WEALTH LLC·SAN FRANCISCO, California

SIE, Series 3, Series 4, Series 7, Series 8, Series 24, Series 34, Series 63, Series 65, Series 66CFPClean record18 years registeredSOFI WEALTH LLC

ONE LETTERMAN DRIVE BUILDING C, SAN FRANCISCO, CA 94129CRD# 1060265Firm CRD# 167958

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Thomas Foley · SAN FRANCISCO, CA

Registration

CRD #1060265 · SOFI WEALTH LLC · 18 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SOFI WEALTH LLC

SOFI WEALTH LLC

Apr 2015 – Mar 2018

SAN FRANCISCO, CA

VENOVATE ADVISORS, LLC

Mar 2014 – Apr 2015

SAN FRANCISCO, CA

WRAPMANAGER INC

Feb 2008 – Mar 2008

SAN FRANCISCO, CA

PROSPERA FINANCIAL SERVICES, INC.

Feb 2008 – Mar 2008

SAN FRANCISCO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 4

Series 7

Series 8

Series 24

Series 34

Series 63

Series 65

Series 66

Registration record

First registered · February 11, 2008

Years registered · 18

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SOFI WEALTH LLC

CRD 167958 · SEC 801-78185

AUM

$1.4B

Regulatory assets under management

Employees

247,476 client accounts

Services offered by SOFI WEALTH LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at SOFI WEALTH LLC →

Introduction

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Frequently Asked Questions

What services does John Thomas Foley offer?

John Thomas Foley specializes in Financial Planning, Investment Management, Fee-Only Advisory.

What are John Thomas Foley's credentials?

John Thomas Foley holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is John Thomas Foley located?

John Thomas Foley is based in SAN FRANCISCO, California, last registered with SOFI WEALTH LLC.

How does John Thomas Foley charge for services?

John Thomas Foley's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SOFI WEALTH LLC?

SOFI WEALTH LLC has approximately 70 employees and manages $1.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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