Unclaimed Profile

Adam Sean Lawlor

LEGATO CAPITAL MANAGEMENT, LLC·SAN FRANCISCO, California

SIE, Series 7TO, Series 31, Series 66CFAClean record21 years registeredLEGATO CAPITAL MANAGEMENT, LLC

111 PINE STREET, SAN FRANCISCO, CA 94111CRD# 4227606Firm CRD# 131704

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Adam Sean Lawlor · SAN FRANCISCO, CA

Registration

CRD #4227606 · LEGATO CAPITAL MANAGEMENT, LLC · 21 years registered

Brand Profile

Not yet started

Career History

HSBC SECURITIES (USA) INC.

Jan 2025 – present

HSBC SECURITIES (USA) INC.

Jan 2025 – present

CITIGROUP GLOBAL MARKETS INC.

Jan 2022 – Apr 2024

SAN FRANCISCO, CA

LEGATO CAPITAL MANAGEMENT, LLC

Oct 2004 – Jan 2023

SAN FRANCISCO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7TO

Series 31

Series 66

Registration record

First registered · October 6, 2004

Years registered · 21

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LEGATO CAPITAL MANAGEMENT, LLC

CRD 131704 · SEC 801-64653

AUM

$1.0B

Regulatory assets under management

Employees

10 client accounts

Services offered by LEGATO CAPITAL MANAGEMENT, LLC

Per Form ADV

Pension consulting

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at LEGATO CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Adam Sean Lawlor offer?

Adam Sean Lawlor specializes in Retirement Planning, Wealth Management. Contact their office in SAN FRANCISCO, California for a consultation.

What are Adam Sean Lawlor's credentials?

Adam Sean Lawlor holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Adam Sean Lawlor located?

Adam Sean Lawlor is based in SAN FRANCISCO, California, working with LEGATO CAPITAL MANAGEMENT, LLC. Their office serves clients in the SAN FRANCISCO metropolitan area and surrounding communities.

How does Adam Sean Lawlor charge for services?

Adam Sean Lawlor's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LEGATO CAPITAL MANAGEMENT, LLC?

LEGATO CAPITAL MANAGEMENT, LLC has approximately 6 employees and manages $1.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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