Unclaimed Profile

Seth Howard Schwartz

CENTARA CAPITAL MANAGEMENT GROUP, INC.·SAN DIEGO, California

SIE, Series 4, Series 7, Series 7TO, Series 8, Series 9, Series 10, Series 14, Series 24, Series 31, Series 52TO, Series 53, Series 63, Series 65Clean record24 years registeredCENTARA CAPITAL MANAGEMENT GROUP, INC.

4747 EXECUTIVE DRIVE, SAN DIEGO, CA 92121CRD# 2366063Firm CRD# 114880

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Seth Howard Schwartz · SAN DIEGO, CA

Registration

CRD #2366063 · CENTARA CAPITAL MANAGEMENT GROUP, INC. · 24 years registered

Brand Profile

Not yet started

Career History

KCD FINANCIAL, INC.

May 2017 – present

KCD FINANCIAL, INC.

Jun 2010 – present

CENTARA CAPITAL MANAGEMENT GROUP, INC.

Feb 2014 – Jun 2014

SAN DIEGO, CA

TURNER CAPITAL INVESTMENTS, LLC

Apr 2010 – May 2017

ENCINITAS, CA

MADISON AVENUE ADVISORS, INC.

Mar 2006 – Jun 2015

SAN DIEGO, CA

INDEPENDENT FINANCIAL GROUP, LLC

Oct 2005 – Nov 2005

SAN DIEGO, CA

INDEPENDENT FINANCIAL GROUP, LLC

Jun 2003 – Oct 2005

SAN DIEGO, CA

SENTRA SECURITIES CORP

Apr 2002 – Feb 2003

SAN DIEGO, CA

SPELMAN & CO INC

Apr 2002 – Feb 2003

SAN DIEGO, CA

SUNAMERICA SECURITIES, INC.

Apr 2002 – Feb 2003

PHOENIX, AZ

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 7TO

Series 8

Series 9

Series 10

Series 14

Series 24

Series 31

Series 52TO

Series 53

Series 63

Series 65

Registration record

First registered · April 5, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CENTARA CAPITAL MANAGEMENT GROUP, INC.

CRD 114880 · SEC 801-63752

AUM

$8M

Regulatory assets under management

Employees

8 client accounts

Services offered by CENTARA CAPITAL MANAGEMENT GROUP, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CENTARA CAPITAL MANAGEMENT GROUP, INC. →

Introduction

Speak with Seth

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Seth is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in SAN DIEGO?

Browse all registered financial advisors in SAN DIEGO, California or claim this profile if it's yours.

Browse SAN DIEGO Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Seth Howard Schwartz offer?

Seth Howard Schwartz specializes in Financial Planning, Investment Management. Contact their office in SAN DIEGO, California for a consultation.

What are Seth Howard Schwartz's credentials?

Seth Howard Schwartz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Seth Howard Schwartz located?

Seth Howard Schwartz is based in SAN DIEGO, California, working with CENTARA CAPITAL MANAGEMENT GROUP, INC.. Their office serves clients in the SAN DIEGO metropolitan area and surrounding communities.

How does Seth Howard Schwartz charge for services?

Seth Howard Schwartz's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CENTARA CAPITAL MANAGEMENT GROUP, INC.?

CENTARA CAPITAL MANAGEMENT GROUP, INC. has approximately 4 employees and manages $8M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →