Unclaimed Profile

Ronald Joseph Harpootlian

THE RETIREMENT GROUP, LLC·SAN DIEGO, California

SIE, Series 7, Series 24, Series 52TO, Series 53, Series 63, Series 65Clean record28 years registeredTHE RETIREMENT GROUP, LLC

5414 OBERLIN DR., SAN DIEGO, CA 92121CRD# 2352505Firm CRD# 148296

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ronald Joseph Harpootlian · SAN DIEGO, CA

Registration

CRD #2352505 · THE RETIREMENT GROUP, LLC · 28 years registered

Brand Profile

Not yet started

Career History

OSAIC WEALTH, INC.

Jun 2024 – present

THE RETIREMENT GROUP, LLC

Mar 2021 – Jun 2024

SAN DIEGO, CA

FSC SECURITIES CORPORATION

Feb 2021 – Mar 2021

SAN DIEGO, CA

THE RETIREMENT GROUP, LLC

Dec 2008 – Sep 2013

SAN DIEGO, CA

SSN ADVISORY, INC.

Sep 2008 – Dec 2008

SAN DIEGO, CA

CITIGROUP GLOBAL MARKETS INC.

Mar 1998 – May 2005

SAN DIEGO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 52TO

Series 53

Series 63

Series 65

Registration record

First registered · March 30, 1998

Years registered · 28

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

THE RETIREMENT GROUP, LLC

CRD 148296 · SEC 801-69578

AUM

$544M

Regulatory assets under management

Employees

1,773 client accounts

Services offered by THE RETIREMENT GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at THE RETIREMENT GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Ronald Joseph Harpootlian offer?

Ronald Joseph Harpootlian specializes in Financial Planning, Investment Management. Contact their office in SAN DIEGO, California for a consultation.

What are Ronald Joseph Harpootlian's credentials?

Ronald Joseph Harpootlian is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ronald Joseph Harpootlian located?

Ronald Joseph Harpootlian is based in SAN DIEGO, California, working with THE RETIREMENT GROUP, LLC. Their office serves clients in the SAN DIEGO metropolitan area and surrounding communities.

How does Ronald Joseph Harpootlian charge for services?

Ronald Joseph Harpootlian's firm is compensated through percentage of aum, hourly charges, other: up front fees for certain types of accts. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THE RETIREMENT GROUP, LLC?

THE RETIREMENT GROUP, LLC has approximately 30 employees and manages $544M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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