Unclaimed Profile

Robin Henry Rodermund

FIRST ALLIED ADVISORY SERVICES, INC.·SAN DIEGO, California

SIE, Series 6, Series 7, Series 24, Series 63, Series 65, Series 99TO29 years registeredFIRST ALLIED ADVISORY SERVICES, INC.

655 W. BROADWAY, SAN DIEGO, CA 92101CRD# 2097379Firm CRD# 137888

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robin Henry Rodermund · SAN DIEGO, CA

Registration

CRD #2097379 · FIRST ALLIED ADVISORY SERVICES, INC. · 29 years registered

Brand Profile

Not yet started

Career History

WELLS FARGO ADVISORS

Jan 2017 – present

WELLS FARGO CLEARING SERVICES, LLC

Nov 2016 – present

FIRST ALLIED ADVISORY SERVICES, INC.

Aug 2006 – Apr 2016

CHESTERFIELD, MO

FFP ADVISORY SERVICES INC

Nov 1996 – Jan 2007

CHESTERFIELD, MO

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Series 65

Series 99TO

Registration record

First registered · November 12, 1996

Years registered · 29

Disclosure History

2009Regulatory·Final

2002Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

FIRST ALLIED ADVISORY SERVICES, INC.

CRD 137888 · SEC 801-66653

AUM

$7.0B

Regulatory assets under management

Employees

564

29,608 client accounts

Services offered by FIRST ALLIED ADVISORY SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at FIRST ALLIED ADVISORY SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Robin Henry Rodermund offer?

Robin Henry Rodermund specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SAN DIEGO, California for a consultation.

What are Robin Henry Rodermund's credentials?

Robin Henry Rodermund is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Robin Henry Rodermund located?

Robin Henry Rodermund is based in SAN DIEGO, California, working with FIRST ALLIED ADVISORY SERVICES, INC.. Their office serves clients in the SAN DIEGO metropolitan area and surrounding communities.

How does Robin Henry Rodermund charge for services?

Robin Henry Rodermund's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIRST ALLIED ADVISORY SERVICES, INC.?

FIRST ALLIED ADVISORY SERVICES, INC. has approximately 564 employees and manages $7.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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