Unclaimed Profile

Robert Steven Holcomb

FIRST ALLIED ASSET MANAGEMENT·SAN DIEGO, California

SIE, Series 7, Series 65, Series 99TOClean record22 years registeredFIRST ALLIED ASSET MANAGEMENT

655 W. BROADWAY, SAN DIEGO, CA 92101CRD# 4785932Firm CRD# 140292

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert Steven Holcomb · SAN DIEGO, CA

Registration

CRD #4785932 · FIRST ALLIED ASSET MANAGEMENT · 22 years registered

Brand Profile

Not yet started

Career History

VALIC FINANCIAL ADVISORS, INC.

Jan 2026 – present

VALIC FINANCIAL ADVISORS, INC.

Jan 2026 – present

CADARET GRANT & CO INC

May 2019 – Aug 2025

SYRACUSE, NY

CUSO FINANCIAL SERVICES, L.P.

May 2019 – Aug 2025

SAN DIEGO, CA

SORRENTO PACIFIC FINANCIAL, LLC

May 2019 – Aug 2025

SAN DIEGO, CA

DFPG INVESTMENTS, INC.

Nov 2016 – Nov 2017

SAN DIEGO, CA

FIRST ALLIED ADVISORY SERVICES, INC.

Oct 2010 – Jan 2015

SAN DIEGO, CA

GREENBOOK INVESTMENT MANAGEMENT, INC.

May 2004 – Oct 2010

SAN DIEGO, CA

XELAN INVESTMENT SERVICES, INC.

Apr 2004 – Apr 2004

SAN DEIGO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 65

Series 99TO

Registration record

First registered · April 6, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FIRST ALLIED ASSET MANAGEMENT, INC.

CRD 140292 · SEC 801-67188

AUM

$9M

Regulatory assets under management

Employees

22 client accounts

Services offered by FIRST ALLIED ASSET MANAGEMENT, INC.

Per Form ADV

Portfolio management (individuals)

Other

Client types served by the firm

Per Form ADV

Individuals

View all advisors at FIRST ALLIED ASSET MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Robert Steven Holcomb offer?

Robert Steven Holcomb specializes in Investment Management, Fee-Only Advisory. Contact their office in SAN DIEGO, California for a consultation.

What are Robert Steven Holcomb's credentials?

Robert Steven Holcomb is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Robert Steven Holcomb located?

Robert Steven Holcomb is based in SAN DIEGO, California, working with FIRST ALLIED ASSET MANAGEMENT. Their office serves clients in the SAN DIEGO metropolitan area and surrounding communities.

How does Robert Steven Holcomb charge for services?

Robert Steven Holcomb's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIRST ALLIED ASSET MANAGEMENT?

FIRST ALLIED ASSET MANAGEMENT has approximately 15 employees and manages $9M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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