Unclaimed Profile

Luis Maizel

LM ADVISORS LLC·SAN DIEGO, California

Series 65Clean record29 years registeredLM ADVISORS LLC

750 B STREET, SAN DIEGO, CA 92101-8192CRD# 4415122Firm CRD# 153940

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Luis Maizel · SAN DIEGO, CA

Registration

CRD #4415122 · LM ADVISORS LLC · 29 years registered

Brand Profile

Not yet started

Career History

LM ADVISORS LLC

Jul 2024 – present

LM ADVISORS INC

Jul 1997 – Mar 2011

SAN DIEGO, CA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · July 8, 1997

Years registered · 29

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LM ADVISORS LLC

CRD 153940 · SEC 801-72170

AUM

$2.1B

Regulatory assets under management

Employees

977 client accounts

Services offered by LM ADVISORS LLC

Per Form ADV

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at LM ADVISORS LLC →

Introduction

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Frequently Asked Questions

What services does Luis Maizel offer?

Luis Maizel specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in SAN DIEGO, California for a consultation.

What are Luis Maizel's credentials?

Luis Maizel is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Luis Maizel located?

Luis Maizel is based in SAN DIEGO, California, working with LM ADVISORS LLC. Their office serves clients in the SAN DIEGO metropolitan area and surrounding communities.

How does Luis Maizel charge for services?

Luis Maizel's firm is compensated through percentage of aum, subscription fees, other: referral fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LM ADVISORS LLC?

LM ADVISORS LLC has approximately 21 employees and manages $2.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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