Unclaimed Profile

Kevin Scott Mummau

CUSO FINANCIAL SERVICES, L.P.·SAN DIEGO, California

SIE, Series 4, Series 7, Series 24, Series 55, Series 57TO, Series 63, Series 65, Series 99TOClean record24 years registeredCUSO FINANCIAL SERVICES, L.P.

10150 MEANLEY DRIVE, SAN DIEGO, CA 92131CRD# 1089454Firm CRD# 42132

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kevin Scott Mummau · SAN DIEGO, CA

Registration

CRD #1089454 · CUSO FINANCIAL SERVICES, L.P. · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CUSO FINANCIAL SERVICES, L.P.

CUSO FINANCIAL SERVICES, L.P.

Apr 2002 – Aug 2025

SAN DIEGO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 55

Series 57TO

Series 63

Series 65

Series 99TO

Registration record

First registered · April 30, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CUSO FINANCIAL SERVICES, L.P.

CRD 42132 · SEC 801-60300

AUM

$4.7B

Regulatory assets under management

Employees

833

26,968 client accounts

Services offered by CUSO FINANCIAL SERVICES, L.P.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at CUSO FINANCIAL SERVICES, L.P. →

Introduction

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Frequently Asked Questions

What services does Kevin Scott Mummau offer?

Kevin Scott Mummau specializes in Financial Planning, Investment Management, Wealth Management.

What are Kevin Scott Mummau's credentials?

Kevin Scott Mummau is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kevin Scott Mummau located?

Kevin Scott Mummau is based in SAN DIEGO, California, last registered with CUSO FINANCIAL SERVICES, L.P..

How does Kevin Scott Mummau charge for services?

Kevin Scott Mummau's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CUSO FINANCIAL SERVICES, L.P.?

CUSO FINANCIAL SERVICES, L.P. has approximately 833 employees and manages $4.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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