Unclaimed Profile

Frank Leo Smith

FORESTERS EQUITY SERVICES, INC.·SAN DIEGO, California

SIE, Series 6, Series 26, Series 63, Series 65Clean record18 years registeredFORESTERS EQUITY SERVICES, INC.

6640 LUSK BLVD, SAN DIEGO, CA 92121CRD# 2080590Firm CRD# 18464

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Frank Leo Smith · SAN DIEGO, CA

Registration

CRD #2080590 · FORESTERS EQUITY SERVICES, INC. · 18 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FORESTERS EQUITY SERVICES, INC.

FORESTERS EQUITY SERVICES, INC.

Aug 2008 – Dec 2018

SAN DIEGO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 26

Series 63

Series 65

Registration record

First registered · August 6, 2008

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FORESTERS EQUITY SERVICES, INC.

CRD 18464 · SEC 801-77880

AUM

$22M

Regulatory assets under management

Employees

108

262 client accounts

Services offered by FORESTERS EQUITY SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FORESTERS EQUITY SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Frank Leo Smith offer?

Frank Leo Smith specializes in Financial Planning, Investment Management.

What are Frank Leo Smith's credentials?

Frank Leo Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Frank Leo Smith located?

Frank Leo Smith is based in SAN DIEGO, California, last registered with FORESTERS EQUITY SERVICES, INC..

How does Frank Leo Smith charge for services?

Frank Leo Smith's firm is compensated through percentage of aum, hourly charges, subscription fees, other: shared management fees for referal. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FORESTERS EQUITY SERVICES, INC.?

FORESTERS EQUITY SERVICES, INC. has approximately 108 employees and manages $22M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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