Unclaimed Profile

Anthony Alan Josephson

CARMEL CAPITAL PARTNERS, LLC·SAN DIEGO, California

Series 65Clean record23 years registeredCARMEL CAPITAL PARTNERS, LLC

11750 SORRENTO VALLEY ROAD, SAN DIEGO, CA 92121CRD# 4604638Firm CRD# 123907

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Anthony Alan Josephson · SAN DIEGO, CA

Registration

CRD #4604638 · CARMEL CAPITAL PARTNERS, LLC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CARMEL CAPITAL PARTNERS, LLC

CARMEL CAPITAL PARTNERS, LLC

Dec 2002 – Sep 2023

SAN DIEGO, CA

CARMEL CAPITAL ADVISORS, LLC

Nov 2002 – Aug 2010

LA JOLLA, CA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · November 25, 2002

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CARMEL CAPITAL PARTNERS, LLC

CRD 123907 · SEC 801-64695

AUM

$333M

Regulatory assets under management

Employees

639 client accounts

Services offered by CARMEL CAPITAL PARTNERS, LLC

Per Form ADV

Portfolio management (individuals)

Pension consulting

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at CARMEL CAPITAL PARTNERS, LLC →

Introduction

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Frequently Asked Questions

What services does Anthony Alan Josephson offer?

Anthony Alan Josephson specializes in Investment Management, Retirement Planning.

What are Anthony Alan Josephson's credentials?

Anthony Alan Josephson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Anthony Alan Josephson located?

Anthony Alan Josephson is based in SAN DIEGO, California, last registered with CARMEL CAPITAL PARTNERS, LLC.

How does Anthony Alan Josephson charge for services?

Anthony Alan Josephson's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CARMEL CAPITAL PARTNERS, LLC?

CARMEL CAPITAL PARTNERS, LLC has approximately 10 employees and manages $333M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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