Unclaimed Profile

Aaron Jon Ochstein

CLARIVEST ASSET MANAGEMENT LLC·SAN DIEGO, California

SIE, Series 7, Series 66Clean record23 years registeredCLARIVEST ASSET MANAGEMENT LLC

3611 VALLEY CENTRE DRIVE, SAN DIEGO, CA 92130CRD# 4592843Firm CRD# 139785

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Aaron Jon Ochstein · SAN DIEGO, CA

Registration

CRD #4592843 · CLARIVEST ASSET MANAGEMENT LLC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CLARIVEST ASSET MANAGEMENT LLC

MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.

Jun 2008 – Aug 2014

LONDON

BANC OF AMERICA INVESTMENT SERVICES, INC.

Feb 2004 – Jan 2006

CHICAGO, IL

BANC OF AMERICA SECURITIES LLC

Nov 2002 – Mar 2003

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · November 20, 2002

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CLARIVEST ASSET MANAGEMENT LLC

CRD 139785 · SEC 801-66386

AUM

$2.5B

Regulatory assets under management

Employees

27 client accounts

Services offered by CLARIVEST ASSET MANAGEMENT LLC

Per Form ADV

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Institutional Investors

Pension & Retirement Plans

View all advisors at CLARIVEST ASSET MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Aaron Jon Ochstein offer?

Aaron Jon Ochstein specializes in Investment Management, Retirement Planning, Wealth Management.

What are Aaron Jon Ochstein's credentials?

Aaron Jon Ochstein is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Aaron Jon Ochstein located?

Aaron Jon Ochstein is based in SAN DIEGO, California, last registered with CLARIVEST ASSET MANAGEMENT LLC.

How does Aaron Jon Ochstein charge for services?

Aaron Jon Ochstein's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CLARIVEST ASSET MANAGEMENT LLC?

CLARIVEST ASSET MANAGEMENT LLC has approximately 17 employees and manages $2.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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