Unclaimed Profile

Sean Alan Gannon

SPRINGER INVESTMENT MANAGEMENT, INC.·SACRAMENTO, California

SPRINGER INVESTMENT MANAGEMENT, INC.

4480 DUCKHORN DRIVE, SACRAMENTO, CA 95834CRD# 1874734Firm CRD# 111072

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Sean Alan Gannon · SACRAMENTO, CA

Registration

CRD #1874734 · SPRINGER INVESTMENT MANAGEMENT, INC.

Brand Profile

Not yet started

Disclosure history

8 disclosures on file · See FINRA BrokerCheck for full record

About

Sean Alan Gannon is a registered financial advisor based in SACRAMENTO, California, affiliated with SPRINGER INVESTMENT MANAGEMENT, INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Wealth Management

Client Types

Individuals

Introduction

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Firm Overview

Firm

SPRINGER INVESTMENT MANAGEMENT, INC.

SPRINGER FINANCIAL ADVISORS

AUM

$209M

Regulatory assets under management

Employees

Total firm employees

View all advisors at SPRINGER INVESTMENT MANAGEMENT, INC. →

Services

Portfolio management (individuals)

Selection of other advisers

Background

Compensation

Percentage of AUM

Hourly charges

Regulatory

SEC/IARD CRD# 1874734

Firm CRD# 111072

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Sean Alan Gannon offer?

Sean Alan Gannon specializes in Investment Management, Wealth Management. Contact their office in SACRAMENTO, California for a consultation.

What are Sean Alan Gannon's credentials?

Sean Alan Gannon is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Sean Alan Gannon located?

Sean Alan Gannon is based in SACRAMENTO, California, working with SPRINGER INVESTMENT MANAGEMENT, INC.. Their office serves clients in the SACRAMENTO metropolitan area and surrounding communities.

How does Sean Alan Gannon charge for services?

Sean Alan Gannon's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SPRINGER INVESTMENT MANAGEMENT, INC.?

SPRINGER INVESTMENT MANAGEMENT, INC. has approximately 4 employees and manages $209M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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