Unclaimed Profile

Gregory Alan Lucas

LUCAS GROUP FINANCIAL PLANNERS, INC.·SACRAMENTO, California

SIE, Series 1, Series 7, Series 24, Series 51, Series 63, Series 66CFP31 years registeredLUCAS GROUP FINANCIAL PLANNERS, INC.

1545 RIVER PARK DRIVE,, SACRAMENTO, CA 95815CRD# 712957Firm CRD# 130163

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gregory Alan Lucas · SACRAMENTO, CA

Registration

CRD #712957 · LUCAS GROUP FINANCIAL PLANNERS, INC. · 31 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: LUCAS GROUP FINANCIAL PLANNERS, INC.

LUCAS GROUP FINANCIAL PLANNERS, INC.

May 2004 – Jul 2025

SACRAMENTO, CA

GREGORY ALAN LUCAS/GREGORY LUCAS FINANCIAL PLANNING

Sep 1994 – Dec 2004

SACRAMENTO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 7

Series 24

Series 51

Series 63

Series 66

Registration record

First registered · September 26, 1994

Years registered · 31

Professional designation · CFP

Disclosure History

2009Customer Dispute·Closed-No Action

2009Customer Dispute·Withdrawn

1993Customer Dispute·Settled

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

LUCAS GROUP FINANCIAL PLANNERS, INC.

CRD 130163 · SEC 801-112737

AUM

$328M

Regulatory assets under management

Employees

1,084 client accounts

Services offered by LUCAS GROUP FINANCIAL PLANNERS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at LUCAS GROUP FINANCIAL PLANNERS, INC. →

Introduction

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Frequently Asked Questions

What services does Gregory Alan Lucas offer?

Gregory Alan Lucas specializes in Financial Planning, Investment Management.

What are Gregory Alan Lucas's credentials?

Gregory Alan Lucas holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Gregory Alan Lucas located?

Gregory Alan Lucas is based in SACRAMENTO, California, last registered with LUCAS GROUP FINANCIAL PLANNERS, INC..

How does Gregory Alan Lucas charge for services?

Gregory Alan Lucas's firm is compensated through percentage of aum, hourly charges, subscription fees, other: portion of fees managed by third-party money managers. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LUCAS GROUP FINANCIAL PLANNERS, INC.?

LUCAS GROUP FINANCIAL PLANNERS, INC. has approximately 3 employees and manages $328M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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