Unclaimed Profile

Kelly Thomas Brothers

GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MGMT, LLC·SACRAMENTO, California

SIE, Series 7, Series 63, Series 65CFPClean record22 years registeredGENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MGMT, LLC

740 UNIVERSITY AVENUE, SACRAMENTO, CA 95825CRD# 4687790Firm CRD# 105698

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kelly Thomas Brothers · SACRAMENTO, CA

Registration

CRD #4687790 · GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MGMT, LLC · 22 years registered

Brand Profile

Not yet started

Career History

CAPTRUST

Jan 2021 – present

ROYAL ALLIANCE ASSOCIATES, INC.

Jan 2016 – Jun 2017

SACRAMENTO, CA

GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MGMT, LLC

Jan 2007 – Mar 2021

SACRAMENTO, CA

CITIGROUP GLOBAL MARKETS INC.

Dec 2003 – Jan 2007

SACRAMENTO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · December 1, 2003

Years registered · 22

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MGMT, LLC

CRD 105698 · SEC 801-36720

AUM

$2.2B

Regulatory assets under management

Employees

1,672 client accounts

Services offered by GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MGMT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MGMT, LLC →

Introduction

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Frequently Asked Questions

What services does Kelly Thomas Brothers offer?

Kelly Thomas Brothers specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SACRAMENTO, California for a consultation.

What are Kelly Thomas Brothers's credentials?

Kelly Thomas Brothers holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Kelly Thomas Brothers located?

Kelly Thomas Brothers is based in SACRAMENTO, California, working with GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MGMT, LLC. Their office serves clients in the SACRAMENTO metropolitan area and surrounding communities.

How does Kelly Thomas Brothers charge for services?

Kelly Thomas Brothers's firm is compensated through percentage of aum, hourly charges, subscription fees, other: percentage of plan assets. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MGMT, LLC?

GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MGMT, LLC has approximately 40 employees and manages $2.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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