Unclaimed Profile

Stephen Henry Brinck

FARADAY CAPITAL, L.P.·ROCKLIN, California

SIE, Series 7, Series 9, Series 10, Series 63, Series 6621 years registeredFARADAY CAPITAL, L.P.

5701 LONETREE BLVD, ROCKLIN, CA 95765CRD# 2674123Firm CRD# 289584

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen Henry Brinck · ROCKLIN, CA

Registration

CRD #2674123 · FARADAY CAPITAL, L.P. · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FARADAY CAPITAL, L.P.

FARADAY CAPITAL, L.P.

Nov 2022 – Jul 2024

SAN RAFAEL, CA

FARADAY CAPITAL, L.P.

Oct 2017 – Dec 2020

FORT WORTH, TX

FIRST REPUBLIC INVESTMENT MANAGEMENT, INC.

Apr 2014 – Apr 2017

SAN FRANCISCO, CA

FIRST REPUBLIC INVESTMENT MANAGEMENT, INC.

Aug 2008 – Apr 2010

SAN FRANCISCO, CA

THOMAS WEISEL PARTNERS LLC

Dec 2004 – Aug 2008

SAN FRANCISCO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 63

Series 66

Registration record

First registered · December 14, 2004

Years registered · 21

Disclosure History

2010Customer Dispute·Settled

2010Employment Separation After Allegations

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

FARADAY CAPITAL, L.P.

CRD 289584 · SEC 802-130977

AUM

$65M

Regulatory assets under management

Services offered by FARADAY CAPITAL, L.P.

Per Form ADV

Pension consulting

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at FARADAY CAPITAL, L.P. →

Introduction

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Frequently Asked Questions

What services does Stephen Henry Brinck offer?

Stephen Henry Brinck specializes in Retirement Planning.

What are Stephen Henry Brinck's credentials?

Stephen Henry Brinck is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stephen Henry Brinck located?

Stephen Henry Brinck is based in ROCKLIN, California, last registered with FARADAY CAPITAL, L.P..

How does Stephen Henry Brinck charge for services?

Stephen Henry Brinck's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FARADAY CAPITAL, L.P.?

FARADAY CAPITAL, L.P. is a registered investment adviser with the SEC, managing $65M in regulatory assets under management. See their Form ADV for full details.

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