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Scott Patrick Roseman

RWWM, INC.·ROCKLIN, California
SIE, Series 7, Series 63, Series 65Clean record29 years registeredRWWM, INC.
4970 ROCKLIN ROAD, ROCKLIN, CA 95677CRD# 2491620Firm CRD# 148221

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Scott Patrick Roseman · ROCKLIN, CA
Registration
CRD #2491620 · RWWM, INC. · 29 years registered
Brand Profile
Not yet started
01

Career History

ROSEMAN WAGNER WEALTH MANAGEMENT
Sep 2008 – present
CITIGROUP GLOBAL MARKETS INC.
Jul 1997 – Oct 2008
FOLSOM, CA
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 63
Series 65
Registration record
First registered · July 8, 1997
Years registered · 29
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
RWWM, INC.
CRD 148221 · SEC 801-69561
AUM
$1.1B
Regulatory assets under management
Employees
8
1,379 client accounts
Services offered by RWWM, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
High Net Worth Individuals
View all advisors at RWWM, INC. →
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05

Frequently Asked Questions

What services does Scott Patrick Roseman offer?
Scott Patrick Roseman specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in ROCKLIN, California for a consultation.
What are Scott Patrick Roseman's credentials?
Scott Patrick Roseman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Scott Patrick Roseman located?
Scott Patrick Roseman is based in ROCKLIN, California, working with RWWM, INC.. Their office serves clients in the ROCKLIN metropolitan area and surrounding communities.
How does Scott Patrick Roseman charge for services?
Scott Patrick Roseman's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RWWM, INC.?
RWWM, INC. has approximately 8 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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ROCKLIN, CA

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