AdvisorOS Directory
Claim Profile
Unclaimed Profile
AW

Aaron John Wagner

RWWM, INC.·ROCKLIN, California
SIE, Series 7, Series 63, Series 65Clean record23 years registeredRWWM, INC.
4970 ROCKLIN ROAD, ROCKLIN, CA 95677CRD# 3241563Firm CRD# 148221

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Aaron John Wagner · ROCKLIN, CA
Registration
CRD #3241563 · RWWM, INC. · 23 years registered
Brand Profile
Not yet started
01

Career History

ROSEMAN WAGNER WEALTH MANAGEMENT
Sep 2008 – present
CITIGROUP GLOBAL MARKETS INC.
Dec 2002 – Oct 2008
FOLSOM, CA
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 63
Series 65
Registration record
First registered · December 2, 2002
Years registered · 23
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
RWWM, INC.
CRD 148221 · SEC 801-69561
AUM
$1.1B
Regulatory assets under management
Employees
8
1,379 client accounts
Services offered by RWWM, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
High Net Worth Individuals
View all advisors at RWWM, INC. →
Introduction

Speak with Aaron

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Aaron is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in ROCKLIN?

Browse all registered financial advisors in ROCKLIN, California or claim this profile if it's yours.

Browse ROCKLIN AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Aaron John Wagner offer?
Aaron John Wagner specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in ROCKLIN, California for a consultation.
What are Aaron John Wagner's credentials?
Aaron John Wagner is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Aaron John Wagner located?
Aaron John Wagner is based in ROCKLIN, California, working with RWWM, INC.. Their office serves clients in the ROCKLIN metropolitan area and surrounding communities.
How does Aaron John Wagner charge for services?
Aaron John Wagner's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RWWM, INC.?
RWWM, INC. has approximately 8 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at RWWM, INC.

Scott Patrick Roseman
ROCKLIN, CA

More Advisors in ROCKLIN, California

Bijan Pajoohi
FARADAY CAPITAL, L.P.·ROCKLIN, CA
Stephen Henry Brinck
FARADAY CAPITAL, L.P.·ROCKLIN, CA
Dawn Christina Pedicord
PEDICORD WEALTH MANAGEMENT, LLC·ROCKLIN, CA
CFP

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in California
SAN FRANCISCO (951)LOS ANGELES (679)SAN DIEGO (421)NEWPORT BEACH (277)IRVINE (191)PASADENA (130)WALNUT CREEK (121)SANTA MONICA (118)SANTA BARBARA (103)LA JOLLA (100)
City Guides
SAN FRANCISCO GuideLOS ANGELES GuideSAN DIEGO GuideNEWPORT BEACH GuideIRVINE Guide
Research
Advisor Fees in CaliforniaNational Fee Analysis
Request removal of this profile