Unclaimed Profile

Dennis Anthony Johnson

TIAA ENDOWMENT & PHILANTHROPIC SERVICES, LLC·BOSTON, Massachusetts

Series 7, Series 24, Series 63Clean record13 years registeredTIAA ENDOWMENT & PHILANTHROPIC SERVICES, LLC

70 FRANKLIN STREET, BOSTON, MA 02110-1313CRD# 1721280Firm CRD# 104554

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Dennis Anthony Johnson · BOSTON, MA

Registration

CRD #1721280 · TIAA ENDOWMENT & PHILANTHROPIC SERVICES, LLC · 13 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: TIAA ENDOWMENT & PHILANTHROPIC SERVICES, LLC

WEST COAST FINANCIAL, LLC

Jun 2022 – Dec 2023

EL DORADO HILLS, CA

WILSON, KEMP & ASSOCIATES, INC.

Jan 2013 – Mar 2015

DETROIT, MI

WORLD ASSET MANAGEMENT, INC.

Jan 2013 – Jul 2016

DETROIT, MI

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 63

Registration record

First registered · January 9, 2013

Years registered · 13

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TIAA KASPICK, LLC

CRD 104554 · SEC 801-28179

AUM

$8.1B

Regulatory assets under management

Employees

115

6,140 client accounts

Services offered by TIAA KASPICK, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

View all advisors at TIAA KASPICK, LLC →

Introduction

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Frequently Asked Questions

What services does Dennis Anthony Johnson offer?

Dennis Anthony Johnson specializes in Investment Management, Wealth Management.

What are Dennis Anthony Johnson's credentials?

Dennis Anthony Johnson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Dennis Anthony Johnson located?

Dennis Anthony Johnson is based in BOSTON, Massachusetts, last registered with TIAA ENDOWMENT & PHILANTHROPIC SERVICES, LLC.

How does Dennis Anthony Johnson charge for services?

Dennis Anthony Johnson's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TIAA ENDOWMENT & PHILANTHROPIC SERVICES, LLC?

TIAA ENDOWMENT & PHILANTHROPIC SERVICES, LLC has approximately 115 employees and manages $8.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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