Unclaimed Profile

Ying Ying Jing

OCEANIQ CAPITAL, LLC·REDWOOD CITY, California

SIE, Series 7, Series 63, Series 6616 years registeredOCEANIQ CAPITAL, LLC

275 SHORELINE DRIVE, REDWOOD CITY, CA 94065CRD# 4626484Firm CRD# 168062

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ying Ying Jing · REDWOOD CITY, CA

Registration

CRD #4626484 · OCEANIQ CAPITAL, LLC · 16 years registered

Brand Profile

Not yet started

Career History

OCEANIQ CAPITAL, LLC

Dec 2020 – present

OCEANIQ CAPITAL, LLC

Jan 2014 – Dec 2018

Redwood Shores, CA

CREDIT SUISSE SECURITIES (USA) LLC

Aug 2012 – Dec 2013

SAN FRANCISCO, CA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Dec 2009 – Jul 2012

MENLO PARK, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 66

Registration record

First registered · December 23, 2009

Years registered · 16

Disclosure History

2016Regulatory·Final

2013Employment Separation After Allegations

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

OCEANIQ CAPITAL, LLC

CRD 168062 · SEC 801-113911

AUM

$181M

Regulatory assets under management

Employees

259 client accounts

Services offered by OCEANIQ CAPITAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at OCEANIQ CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does Ying Ying Jing offer?

Ying Ying Jing specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in REDWOOD CITY, California for a consultation.

What are Ying Ying Jing's credentials?

Ying Ying Jing is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ying Ying Jing located?

Ying Ying Jing is based in REDWOOD CITY, California, working with OCEANIQ CAPITAL, LLC. Their office serves clients in the REDWOOD CITY metropolitan area and surrounding communities.

How does Ying Ying Jing charge for services?

Ying Ying Jing's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is OCEANIQ CAPITAL, LLC?

OCEANIQ CAPITAL, LLC has approximately 4 employees and manages $181M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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