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Andrew Francis Tenaglia

RUBICON ADVISORS, GP·REDDING, California
SIE, Series 3, Series 7, Series 9, Series 10, Series 24, Series 63, Series 6620 years registeredRUBICON ADVISORS, GP
1640 EAST CYPRESS, REDDING, CA 96002CRD# 2386353Firm CRD# 174447

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Andrew Francis Tenaglia · REDDING, CA
Registration
CRD #2386353 · RUBICON ADVISORS, GP · 20 years registered
Brand Profile
Not yet started
01

Career History

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Oct 2023 – present
RUBICON ADVISORS
Mar 2015 – Nov 2023
Roseville, CA
LPL FINANCIAL LLC
Aug 2014 – Sep 2016
ROSEVILLE, CA
UBS FINANCIAL SERVICES INC.
Feb 2006 – Sep 2014
ROSEVILLE, CA
02

Registrations & Exams

FINRA examinations passed
SIE
Series 3
Series 7
Series 9
Series 10
Series 24
Series 63
Series 66
Registration record
First registered · February 15, 2006
Years registered · 20
03

Disclosure History

2024Customer Dispute·Denied
2009Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
RUBICON ADVISORS, GP
CRD 174447 · SEC 801-109012
AUM
$294M
Regulatory assets under management
Employees
17
1,752 client accounts
Services offered by RUBICON ADVISORS, GP
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
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05

Frequently Asked Questions

What services does Andrew Francis Tenaglia offer?
Andrew Francis Tenaglia specializes in Financial Planning, Investment Management. Contact their office in REDDING, California for a consultation.
What are Andrew Francis Tenaglia's credentials?
Andrew Francis Tenaglia is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Andrew Francis Tenaglia located?
Andrew Francis Tenaglia is based in REDDING, California, working with RUBICON ADVISORS, GP. Their office serves clients in the REDDING metropolitan area and surrounding communities.
How does Andrew Francis Tenaglia charge for services?
Andrew Francis Tenaglia's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RUBICON ADVISORS, GP?
RUBICON ADVISORS, GP has approximately 17 employees and manages $294M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at RUBICON ADVISORS, GP

Brian Bradley Russell
REDDING, CA
Steven Paul Boero
REDDING, CA

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