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Stephen James Butler

STEPHEN JAMES BUTLER LLC·PLEASANT HILL, California
SIE, Series 1, Series 7TO, Series 24, Series 66, Series 99TOClean record11 years registeredSTEPHEN JAMES BUTLER LLC
2300 CONTRA COSTA BLVD., PLEASANT HILL, CA 94523CRD# 37280Firm CRD# 134555

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Stephen James Butler · PLEASANT HILL, CA
Registration
CRD #37280 · STEPHEN JAMES BUTLER LLC · 11 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: STEPHEN JAMES BUTLER LLC
CBIZ INVESTMENT ADVISORY SERVICES, LLC
Feb 2020 – May 2022
Pleasant Hill, CA
STEPHEN JAMES BUTLER LLC
Dec 2014 – Dec 2020
PLEASANT HILL, CA
02

Registrations & Exams

FINRA examinations passed
SIE
Series 1
Series 7TO
Series 24
Series 66
Series 99TO
Registration record
First registered · December 22, 2014
Years registered · 11
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
STEPHEN JAMES BUTLER LLC
CRD 134555 · SEC 801-80799
Employees
3
Total firm employees
Services offered by STEPHEN JAMES BUTLER LLC
Per Form ADV
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
View all advisors at STEPHEN JAMES BUTLER LLC →
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05

Frequently Asked Questions

What services does Stephen James Butler offer?
Stephen James Butler specializes in Investment Management.
What are Stephen James Butler's credentials?
Stephen James Butler is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stephen James Butler located?
Stephen James Butler is based in PLEASANT HILL, California, last registered with STEPHEN JAMES BUTLER LLC.
How does Stephen James Butler charge for services?
Stephen James Butler's firm is compensated through subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is STEPHEN JAMES BUTLER LLC?
STEPHEN JAMES BUTLER LLC has approximately 3 employees. The firm is registered with the SEC as an investment adviser.
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PLEASANT HILL, CA

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