Unclaimed Profile

Michael Richard Sappington

ASCENSION WEALTH PARTNERS, LLC·PLEASANT HILL, California

Series 7, Series 63, Series 66Clean record26 years registeredASCENSION WEALTH PARTNERS, LLC

391 TAYLOR BOULEVARD, PLEASANT HILL, CA 94523CRD# 2314542Firm CRD# 146451

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Richard Sappington · PLEASANT HILL, CA

Registration

CRD #2314542 · ASCENSION WEALTH PARTNERS, LLC · 26 years registered

Brand Profile

Not yet started

Career History

ASCENSION WEALTH PARTNERS, LLC

Mar 2008 – present

EQUIUS PARTNERS, INC.

Jun 2007 – Jan 2008

NOVATO, CA

CHARLES SCHWAB & CO., INC.

May 2000 – Jul 2005

WALNUT CREEK, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 66

Registration record

First registered · May 9, 2000

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ASCENSION WEALTH PARTNERS, LLC

CRD 146451 · SEC 801-120716

AUM

$117M

Regulatory assets under management

Employees

118 client accounts

Services offered by ASCENSION WEALTH PARTNERS, LLC

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at ASCENSION WEALTH PARTNERS, LLC →

Introduction

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Frequently Asked Questions

What services does Michael Richard Sappington offer?

Michael Richard Sappington specializes in Investment Management, Fee-Only Advisory. Contact their office in PLEASANT HILL, California for a consultation.

What are Michael Richard Sappington's credentials?

Michael Richard Sappington is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael Richard Sappington located?

Michael Richard Sappington is based in PLEASANT HILL, California, working with ASCENSION WEALTH PARTNERS, LLC. Their office serves clients in the PLEASANT HILL metropolitan area and surrounding communities.

How does Michael Richard Sappington charge for services?

Michael Richard Sappington's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ASCENSION WEALTH PARTNERS, LLC?

ASCENSION WEALTH PARTNERS, LLC has approximately 2 employees and manages $117M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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