Unclaimed Profile

Ronald Joseph Wagner

WAGNER LOFTIN INVESTMENT SERVICES LLC·PLEASANT HILL, California

SIE, Series 7, Series 24, Series 63, Series 65Clean record33 years registeredWAGNER LOFTIN INVESTMENT SERVICES LLC

3478 BUSKIRK AVENUE, PLEASANT HILL, CA 94523CRD# 2109102Firm CRD# 109770

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ronald Joseph Wagner · PLEASANT HILL, CA

Registration

CRD #2109102 · WAGNER LOFTIN INVESTMENT SERVICES LLC · 33 years registered

Brand Profile

Not yet started

Career History

OSAIC WEALTH, INC.

Sep 2023 – present

WAGNER LOFTIN INVESTMENT SERVICES LLC

Mar 1993 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · March 1, 1993

Years registered · 33

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WAGNER LOFTIN INVESTMENT SERVICES LLC

CRD 109770 · SEC 801-63145

AUM

$419M

Regulatory assets under management

Employees

1,007 client accounts

Services offered by WAGNER LOFTIN INVESTMENT SERVICES LLC

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at WAGNER LOFTIN INVESTMENT SERVICES LLC →

Introduction

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Frequently Asked Questions

What services does Ronald Joseph Wagner offer?

Ronald Joseph Wagner specializes in Investment Management, Fee-Only Advisory. Contact their office in PLEASANT HILL, California for a consultation.

What are Ronald Joseph Wagner's credentials?

Ronald Joseph Wagner is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ronald Joseph Wagner located?

Ronald Joseph Wagner is based in PLEASANT HILL, California, working with WAGNER LOFTIN INVESTMENT SERVICES LLC. Their office serves clients in the PLEASANT HILL metropolitan area and surrounding communities.

How does Ronald Joseph Wagner charge for services?

Ronald Joseph Wagner's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WAGNER LOFTIN INVESTMENT SERVICES LLC?

WAGNER LOFTIN INVESTMENT SERVICES LLC has approximately 7 employees and manages $419M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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