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ONPOINTE ADVISORY AND FINANCIAL SERVICES, LLC
ONPOINTE ADVISORY AND FINANCIAL SERVICES, LLC
PETALUMA, California
·
4 registered advisors
·
CRD# 162143
SEC# 801-76773
0
800-395-0045
01
Firm Overview
AUM
$29M
Regulatory assets under management
Employees
2
Total firm employees
Advisors
4
Registered representatives
02
Services & Fees
Advisory Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Compensation
Percentage of AUM
Hourly charges
Subscription fees
03
Specialties
Financial Planning
Investment Management
04
Advisors at ONPOINTE ADVISORY AND FINANCIAL SERVICES, LLC
4 registered advisors
Christina Lynn Eaken
PETALUMA, California
CRD# 4484258
Francis Daniel Ertel
PETALUMA, California
CRD# 2136249
Lynda Louise Pitts
PETALUMA, California
CRD# 2149722
Robert Preston Pitts
PETALUMA, California
CRD# 2624478
05
Office Locations
PETALUMA, California
4 advisors
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Data sourced from SEC Form ADV filings. ONPOINTE ADVISORY AND FINANCIAL SERVICES, LLC (CRD# 162143) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.