Unclaimed Profile

Matthew James Schafer

SEQUOIA WEALTH MANAGEMENT GROUP LLC·PETALUMA, California

SIE, Series 7, Series 9, Series 10, Series 63, Series 6525 years registeredSEQUOIA WEALTH MANAGEMENT GROUP LLC

625 2ND STREET, PETALUMA, CA 94954CRD# 2799407Firm CRD# 311268

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Matthew James Schafer · PETALUMA, CA

Registration

CRD #2799407 · SEQUOIA WEALTH MANAGEMENT GROUP LLC · 25 years registered

Brand Profile

Not yet started

Career History

SEQUOIA WEALTH MANAGEMENT GROUP

Dec 2020 – present

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Apr 2010 – Dec 2020

PETALUMA, CA

UBS FINANCIAL SERVICES INC.

Mar 2001 – Apr 2010

NAPA, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 63

Series 65

Registration record

First registered · March 30, 2001

Years registered · 25

Disclosure History

2008Customer Dispute·Denied

2002Customer Dispute·Closed-No Action

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

SEQUOIA WEALTH MANAGEMENT GROUP LLC

CRD 311268 · SEC 801-119942

AUM

$248M

Regulatory assets under management

Employees

342 client accounts

Services offered by SEQUOIA WEALTH MANAGEMENT GROUP LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SEQUOIA WEALTH MANAGEMENT GROUP LLC →

Introduction

Speak with Matthew

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Matthew is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in PETALUMA?

Browse all registered financial advisors in PETALUMA, California or claim this profile if it's yours.

Browse PETALUMA Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Matthew James Schafer offer?

Matthew James Schafer specializes in Financial Planning, Investment Management. Contact their office in PETALUMA, California for a consultation.

What are Matthew James Schafer's credentials?

Matthew James Schafer is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Matthew James Schafer located?

Matthew James Schafer is based in PETALUMA, California, working with SEQUOIA WEALTH MANAGEMENT GROUP LLC. Their office serves clients in the PETALUMA metropolitan area and surrounding communities.

How does Matthew James Schafer charge for services?

Matthew James Schafer's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SEQUOIA WEALTH MANAGEMENT GROUP LLC?

SEQUOIA WEALTH MANAGEMENT GROUP LLC has approximately 3 employees and manages $248M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →