Unclaimed Profile

Michael Becker Noll

MAXWELL NOLL INC·PASADENA, California

Series 7, Series 24, Series 28, Series 53, Series 6619 years registeredMAXWELL NOLL INC

600 SOUTH LAKE AVENUE, PASADENA, CA 91106-3955CRD# 4948799Firm CRD# 6918

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Becker Noll · PASADENA, CA

Registration

CRD #4948799 · MAXWELL NOLL INC · 19 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: MAXWELL NOLL INC

MAXWELL NOLL INVESTMENT ADVISORS

Jun 2007 – Dec 2019

PASADENA, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 28

Series 53

Series 66

Registration record

First registered · June 11, 2007

Years registered · 19

Disclosure History

2005Judgment / Lien

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

MAXWELL NOLL INC

CRD 6918 · SEC 801-116960

AUM

$103M

Regulatory assets under management

Employees

122 client accounts

Services offered by MAXWELL NOLL INC

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at MAXWELL NOLL INC →

Introduction

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Frequently Asked Questions

What services does Michael Becker Noll offer?

Michael Becker Noll specializes in Investment Management, Fee-Only Advisory.

What are Michael Becker Noll's credentials?

Michael Becker Noll is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael Becker Noll located?

Michael Becker Noll is based in PASADENA, California, last registered with MAXWELL NOLL INC.

How does Michael Becker Noll charge for services?

Michael Becker Noll's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MAXWELL NOLL INC?

MAXWELL NOLL INC has approximately 3 employees and manages $103M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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