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Fredrick Leonard Astman

FIRST WILSHIRE SECURITIES MANAGEMENT, INC.·PASADENA, California
Series 1, Series 24, Series 63Clean recordFIRST WILSHIRE SECURITIES MANAGEMENT, INC.
1224 EAST GREEN STREET, PASADENA, CA 91106CRD# 8323Firm CRD# 6609

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Fredrick Leonard Astman · PASADENA, CA
Registration
CRD #8323 · FIRST WILSHIRE SECURITIES MANAGEMENT, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
Series 1
Series 24
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
FIRST WILSHIRE SECURITIES MANAGEMENT, INC.
CRD 6609 · SEC 801-
AUM
$755M
Regulatory assets under management
Employees
15
515 client accounts
Services offered by FIRST WILSHIRE SECURITIES MANAGEMENT, INC.
Per Form ADV
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
View all advisors at FIRST WILSHIRE SECURITIES MANAGEMENT, INC. →
Introduction

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Frequently Asked Questions

What services does Fredrick Leonard Astman offer?
Fredrick Leonard Astman specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in PASADENA, California for a consultation.
What are Fredrick Leonard Astman's credentials?
Fredrick Leonard Astman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Fredrick Leonard Astman located?
Fredrick Leonard Astman is based in PASADENA, California, working with FIRST WILSHIRE SECURITIES MANAGEMENT, INC.. Their office serves clients in the PASADENA metropolitan area and surrounding communities.
How does Fredrick Leonard Astman charge for services?
Fredrick Leonard Astman's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FIRST WILSHIRE SECURITIES MANAGEMENT, INC.?
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. has approximately 15 employees and manages $755M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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